Depository Operations -NISM BOOK-TAXMAN PUBLICATION
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Description
The examination seeks to create a common minimum knowledge benchmark for associated persons engaged or employed by a registered depository participant in:
- Dealing or interacting with clients;
- Dealing with securities of clients;
- Handling redressal of investor grievances;
- Internal control or risk management;
- Activities having a bearing on operational risk;
- Maintenance of books and records pertaining to the above activities
This book will be beneficial to all those interested to learn about the functions of Depositories and Depositories Participants
The Present Publication is the December 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination VI [Depository Operations], with the following noteworthy features:
- [Know the Basics] of the Indian securities market and the following:
- Depository system
- Need for depository